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GROUP/ TEAM C&C - Financial Regulation (FR)
REPORTING LINE Lorna Finlayson
WORK TYPE/PATTERN Hybrid, full-time
IS THIS ROLE FOR YOU?
Do you enjoy the intellectual rigour of FS regulation and the pace of dynamic deals? Do you deserve to do high quality, often ground-breaking work for market leading clients (and can you meet their high expectations)? Can you draft advice that makes sense to a busy executive and is genuinely useful? Are you open and supportive with your colleagues and clients? Can you hold on to your clients' vision through the detail of the regulations?
MORE ABOUT YOUR BACKGROUND AND ROLE
We're looking for a managing associate (or experienced associate) (4 years pqe+) to join our high performing and busy retail wealth and investments regulatory team. This is a dynamic, exciting and growing area of our regulatory practice which requires strong commercial and analytical skills and an ability to work closely with our corporate and commercial colleagues. This is a front-line role with lots of client contact. Anyone taking up this opportunity can expect to work closely with, and be a main point of contact for, clients that are key to the group and to the firm.
We are looking for someone with strong regulatory experience of retail wealth and investments , in matters ranging from customer and commercial contracts and new propositions, through to COBS, CASS and MiFID compliance and related regulator engagement.
You will be working alongside Lorna Finlayson who has over 30 years' experience of financial regulation, both in-house and in private practice, and this role provides a rare opportunity to work with, and learn from, such an experienced practitioner. Youwill be able to work independently as well as providing oversight and support to more junior members in the team.
Our workload consists of all aspects of retail wealth and investments, including retail customer compliance matters, PE investment, M&A, asset sales, commercial arrangements, distribution, conduct, FCA engagement, capital requirements, remuneration and SM&CR. Our clients include leading investment platform infrastructure providers, aggregators, retail custodians, wealth managers, advisers and brokers; SIPP providers, banks and building societies, both traditional and innovative.
In this role, you will have the chance to develop your own practice and technical excellence as opportunities arise. There are real prospects for growth and career progression for the right person. Particularly if you are currently outside of London (or wish to relocate from London), this is a phenomenal opportunity to do market-leading national work supported by a strong team of subject-matter experts.
THE FINANCIAL REGULATION TEAM
Active on a number of fronts, Addleshaw Goddard is particularly accomplished in retail financial services. Our FR team is independently recognised as first rate and having client focus and a pragmatic approach in complicated situations.
The wider FR team advises a wide range of businesses, including consumer finance, mortgages, retail banking, payments (including crypto), general and long-term (investment) insurance distribution, pensions, funds, capital adequacy and wholesale banking. We work closely with other teams across the firm including corporate and commercial, banking and finance, contentious regulatory and corporate crime, and financial litigation.
WHAT TO EXPECT IN THIS ROLE?
YOUR AREAS OF KNOWLEDGE AND EXPERTIESE?
MORE ABOUT YOU...
OUR FIRM
Addleshaw Goddard is a place where you are valued, encouraged, and challenged to fulfil your potential in a supportive and collegiate environment. Our culture of improvement, growth and collaboration delivers results, drives innovation, and rewards ambition.
We not only provide technical excellence and experience but, crucially, demonstrate real insight into our clients and what really matters to them and as such we are natural choice for FTSE100 clients and their equivalents in other markets.
Our success has been built by people from the widest range of backgrounds, locations, and perspectives. We have a number of employee networks that provide space to discuss the differences that make us who we are and celebrate this at AG.
OUR APPROACH: IMAGINE THE BEST YOU CAN BE
Everything we've accomplished can be traced back to our people and the way we work. Our reputation is something we are proud of, and constantly invest in.
Here, you'll do high calibre work, with high-character colleagues who care for one another and our clients.
Are you up for the challenge?
Great News! We've discovered an exciting live job opportunity for a Managing Associate - Financial Regulation (Retail Wealth and Investments) position in United Kingdom. This job is currently open for hiring/recruiting by Addleshaw Goddard, exclusively for you at UK Jobs. Feel free to download the job details here.
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Managing Associate - Financial Regulation (Retail Wealth and Investments) jobs are available in United Kingdom.
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