Head of Compliance, Asset Manager – retained assignment

  • Company:
    The Panel
  • Location:
  • Salary:
    negotiable / month
  • Job type:
    Full-Time
  • Posted:
    2 hours ago
  • Category:

Head of Compliance, Asset Manager – retained assignment

Head of Compliance, Asset Manager – retained assignment 

The Panel has been retained by a leading asset manager to source a hi-calibre Head of Compliance candidate for their Man Co in Dublin. The role will report directly to the local CEO and Regional Compliance & Risk Officer based in the UK. The Head of Compliance will be responsible for all regulatory matters for the Dublin office as well as play a key role in the group compliance team and wider firm.

The Job:

  • Perform compliance risk assessments focusing on monitoring & advisory activities
  • Maintain and continuously enhance a robust compliance monitoring programme 
  • Maintain adequate policies to ensure compliance with the regulatory obligations 
  • Provide quarterly written compliance reports to the Board with regular interaction with the CEO and Group Compliance Officer on key compliance items 
  • Providing regulatory advice to colleagues across the firm 
  • Analyse relevant regulatory requirements and impact on Irish firm
  • Review risk measures, risk models and risk limits for portfolios
  • Production of reports to the Central Bank of Ireland
  • Responsible for controls for anti-money laundering & counter-terrorist financing

The Candidate: 

  • Min 8 years’ experience in a senior compliance, ideally Head of Function role 
  • Experience of monitoring regulatory compliance across multiple business lines
  • Pro-active and business focused providing support to team and wider group on regulatory matters
  • Knowledge of EU marketing and distribution requirements
  • Good knowledge of Irish regulatory requirements & UCITS/AIF products
  • Ability to work independently as well as part of a team
  • Strong organizational skills with ability to multitask & meet strict deadlines 
  • Genuine interest in sustainability and responsible investing

Skills:

  • 21, Northumberland Road, County Dublin, D04 H2Y4

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